January 2017

FSMA-BlueButtonNew! Checklist of procurement risks for ERISA plans

The job of selecting retirement plan vendors such as investment firms, recordkeepers, and third party administrators, and monitoring their performance, is prone to risks. FSMA developed a comprehensive checklist of potential risks in the ERISA plan procurement process. It will guide you through 11 vital activities from identifying your plan’s real needs all the way through vendor performance evaluation checkpoints ongoing (including investment advisors as required by the Conflict of Interest Rule).


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